| Name |
Relationship / Title |
Current Shares |
Trading Activity |
|
bray john kirby
|
Officer |
130,729 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 02/25/2008 |
Buy |
3,770 |
6.54 - 6.54 |
| 12/13/2007 |
Disposition (Non Open Market) |
4,341 |
8.33 |
| 12/19/2006 |
Acquisition (Non Open Market) |
40,162 |
n/a |
| 12/13/2006 |
Acquisition (Non Open Market) |
91,138 |
n/a |
|
brooker t kimball jr
|
Director |
5,514,798 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 05/14/2008 |
Acquisition (Non Open Market) |
5,000 |
n/a |
| 12/19/2006 |
Acquisition (Non Open Market) |
5,504,798 |
n/a |
| 12/13/2006 |
Acquisition (Non Open Market) |
5,000 |
n/a |
|
burnaman phillip r ii
|
Officer |
378,408 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 05/15/2007 |
Acquisition (Non Open Market) |
1,000 |
14.64 |
| 05/10/2007 |
Buy |
1,000 |
15.25 - 15.44 |
| 05/09/2007 |
Buy |
1,500 |
14.75 - 15.00 |
| 12/19/2006 |
Acquisition (Non Open Market) |
77,717 |
n/a |
| 12/19/2006 |
Acquisition (Non Open Market) |
211,414 |
n/a |
| 12/13/2006 |
Acquisition (Non Open Market) |
85,777 |
n/a |
|
capital z financial services fund ii lp
|
Beneficial Owner (10% or more) |
5,504,798 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 12/19/2006 |
Acquisition (Non Open Market) |
5,504,798 |
n/a |
|
clemmens robert t
|
Officer |
0 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 05/14/2008 |
Statement of Ownership |
0 |
n/a |
|
conway timothy j
|
Officer |
945,286 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 03/03/2008 |
Buy |
5,000 |
5.51 - 5.62 |
| 02/25/2008 |
Buy |
5,000 |
6.50 |
| 12/13/2007 |
Disposition (Non Open Market) |
22,495 |
8.33 |
| 03/06/2007 |
Buy |
10,000 |
16.40 - 16.48 |
| 12/19/2006 |
Acquisition (Non Open Market) |
158,210 |
n/a |
| 12/19/2006 |
Acquisition (Non Open Market) |
430,378 |
n/a |
| 12/13/2006 |
Acquisition (Non Open Market) |
359,193 |
n/a |
|
cooper bradley e
|
Director |
9,514,798 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 06/11/2008 |
Disposition (Non Open Market) |
5,000 |
n/a |
| 06/11/2008 |
Acquisition (Non Open Market) |
5,000 |
n/a |
| 05/14/2008 |
Acquisition (Non Open Market) |
5,000 |
n/a |
| 01/18/2008 |
Acquisition (Non Open Market) |
1,680,614 |
10.00 |
| 12/19/2006 |
Acquisition (Non Open Market) |
5,504,798 |
n/a |
| 12/13/2006 |
Acquisition (Non Open Market) |
5,000 |
n/a |
|
corsair capital llc
|
Beneficial Owner (10% or more) |
9,704,972 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 01/18/2008 |
Buy |
1,680,614 |
10.00 |
| 11/29/2007 |
Buy |
2,319,386 |
10.00 |
| 12/13/2006 |
Statement of Ownership |
0 |
n/a |
|
dobies david r
|
Officer |
202,461 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 02/25/2008 |
Buy |
2,000 |
6.78 - 6.80 |
| 02/25/2008 |
Buy |
18,000 |
6.21 - 6.75 |
| 12/13/2007 |
Disposition (Non Open Market) |
5,708 |
8.33 |
| 12/19/2006 |
Acquisition (Non Open Market) |
89,031 |
n/a |
| 12/19/2006 |
Buy |
8,000 |
17.00 |
| 12/13/2006 |
Acquisition (Non Open Market) |
91,138 |
n/a |
|
gormley mark k
|
Director |
60,000 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 05/14/2008 |
Acquisition (Non Open Market) |
5,000 |
n/a |
| 12/19/2006 |
Buy |
50,000 |
17.00 |
| 12/13/2006 |
Acquisition (Non Open Market) |
5,000 |
n/a |
|
jp morgan corsair ii capital partners lp
|
Beneficial Owner (10% or more) |
5,504,798 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 12/19/2006 |
Acquisition (Non Open Market) |
5,504,798 |
n/a |
|
noonan frank r
|
Director |
13,000 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 05/14/2008 |
Acquisition (Non Open Market) |
5,000 |
n/a |
| 11/19/2007 |
Buy |
3,000 |
9.43 - 9.48 |
| 12/13/2006 |
Acquisition (Non Open Market) |
5,000 |
n/a |
|
ohara maureen
|
Director |
15,000 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 05/14/2008 |
Acquisition (Non Open Market) |
5,000 |
n/a |
| 02/29/2008 |
Buy |
1,000 |
6.13 - 6.29 |
| 12/19/2006 |
Buy |
4,000 |
17.00 |
| 12/13/2006 |
Acquisition (Non Open Market) |
5,000 |
n/a |
|
oz management lp
|
Beneficial Owner (10% or more) |
6,489,162 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 11/05/2008 |
Sell |
28,452 |
4.72 - 4.89 |
| 11/04/2008 |
Sell |
65,347 |
5.01 - 5.02 |
| 11/03/2008 |
Sell |
71,862 |
5.07 - 5.30 |
| 10/31/2008 |
Sell |
55,571 |
5.28 |
| 10/30/2008 |
Sell |
64,956 |
5.02 - 5.15 |
| 10/29/2008 |
Sell |
16,611 |
5.64 |
| 10/23/2008 |
Sell |
2,100 |
6.02 |
| 10/22/2008 |
Sell |
112,145 |
6.26 - 6.65 |
| 10/21/2008 |
Sell |
60,000 |
6.24 |
| 10/20/2008 |
Sell |
58,500 |
5.68 |
| 10/15/2008 |
Sell |
12,864 |
5.53 |
| 10/13/2008 |
Sell |
277,393 |
6.29 - 8.00 |
| 01/18/2008 |
Buy |
420,154 |
10.00 |
| 11/29/2007 |
Buy |
579,846 |
10.00 |
| 12/20/2006 |
Buy |
192,900 |
18.10 - 18.25 |
| 12/19/2006 |
Acquisition (Non Open Market) |
4,587,278 |
n/a |
| 12/18/2006 |
Buy |
76,459 |
18.30 |
| 12/15/2006 |
Buy |
441,462 |
18.08 - 18.16 |
|
saunders joseph w
|
Director |
5,000 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 12/13/2006 |
Acquisition (Non Open Market) |
5,000 |
n/a |
|
schmidt-fellner peter a
|
Officer |
732,849 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 02/27/2008 |
Acquisition (Non Open Market) |
31,445 |
6.51 |
| 12/13/2007 |
Disposition (Non Open Market) |
15,667 |
8.33 |
| 12/19/2006 |
Acquisition (Non Open Market) |
97,263 |
n/a |
| 12/19/2006 |
Acquisition (Non Open Market) |
302,019 |
n/a |
| 12/13/2006 |
Acquisition (Non Open Market) |
251,971 |
n/a |
|
shoyer timothy c
|
Officer |
192,250 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 12/13/2007 |
Disposition (Non Open Market) |
4,341 |
8.33 |
| 05/09/2007 |
Buy |
10,000 |
15.00 |
| 12/19/2006 |
Acquisition (Non Open Market) |
95,453 |
n/a |
| 12/13/2006 |
Acquisition (Non Open Market) |
91,138 |
n/a |
|
thornburgh richard e
|
Director |
5,534,798 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 05/14/2008 |
Acquisition (Non Open Market) |
5,000 |
n/a |
| 12/19/2006 |
Acquisition (Non Open Market) |
5,504,798 |
n/a |
| 12/19/2006 |
Buy |
20,000 |
17.00 |
| 12/13/2006 |
Acquisition (Non Open Market) |
5,000 |
n/a |
|
union square partners gp, ltd.
|
Other |
5,514,798 |
View
|
| Date |
Type |
Shares Traded |
Price Range USD |
| 06/11/2008 |
Acquisition (Non Open Market) |
5,000 |
n/a |
| 01/18/2008 |
Acquisition (Non Open Market) |
1,680,614 |
10.00 |
| 11/29/2007 |
Statement of Ownership |
0 |
n/a |
Stock transaction information provided by EDGAR Online. NewStar Financial, Inc. makes no representation or warranty with respect to any of the information contained herein, takes no responsibility for supplementing, updating or correcting any such information and shall have no liability with respect to any such information. This listing does not include derivatives, such as stock option grants or shares purchased through an employee stock purchase plan. For recent transactions, including derivative transactions, see our Section 16 SEC filings page.
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